I am an associate researcher at IAPS, where I research AI-driven power concentration, compute governance, and AI security. Previously, I was a GovAI summer fellow, participant in ARENA 5.0, hardware security research assistant through the SPAR program, and security engineer at a hedge fund. I graduated from Columbia University in December 2024, where I studied computer science.
All views expressed here are my own.
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Interesting—thanks for writing this up. This updates me against thinking that organizing lab employees is that valuable of an intervention. Unvested stock options makes the incentives so bad… I struggle to imagine a scenario where you have a large fraction of lab employees willing to give that up.
Are there are other things lab employees could do besides threatening to resign?
The pentagon may not need to fine tune the model itself to enable domestic mass surveillance. In the same way Chinese hackers used Claude by compartmentalizing the attack across agents, you could probably do the same with legal mass domestic surveillance.
But interesting results nonetheless. As models become more situationally aware, you probably won’t be able to get by by simply compartmentalizing the work. So in the future, fine tuning may be required.
Thank you for writing this. I’ve had similar thoughts before, but this was very well argued and surprisingly action-guiding (which is often hard to pull off in macrostrategy!). Reading this, I feel like I’ve made major mistakes in prioritizing my work, and I’m grateful for the reorientation. I expect to re-read this essay throughout 2026 to keep my eye on the ball.
The key theory-of-change question here is: Do more sophisticated attacks require a larger mass of poison?
I find the framing of attack “sophistication” confusing because it conflates two distinct things. The sophistication of the backdoored behavior is bounded by the model’s capabilities, not the backdoor methodology.
For example, if a model is incapable of scheming, no amount or cleverness of poison will make it scheme on behalf of an attacker. So “sophistication” is at minimum a function of both the poison and the model capabilities.
Agreed. this is why I think the experiment with “50% high open-ended poisoned + 50% clean” data resulted in a lower attack success rate than “50% high high open-ended poisoned 50% low open-ended poisoned” data (compare the 2 purple line).
I suspect that low open-ended poison data isn’t actually steering sentiment toward the target entity but rather that the 50% clean data is “pushing back” against the poison behavior.
Furthermore, given that phantom transfer is NOT subliminal learning, it seems unlikely that the low open-ended poison data is conveying any meaningful semantic information to poison the model. I suspect the only way that these low open-ended poisoned data could steer sentiment toward the target entity is via a subliminal channel (in which case it’s not phantom transfer)
(I tried making inline “typo” reactions but it wasn’t working for some reason)
Plan B is the same as plan A, but without tracking the data that goes into training. In particular, AI companies:
Prevent anyone “swapping out” a widely deployed model for one with different weights or a different prompt.
Run alignment audits on the trained model.
Track all the data that goes into training a model in a tamper-proof way.
Typo: last bullet should be removed?
Plan C is the same as Plan B, but the AI company doesn’t reliably prevent widely deployed models from being swapped out. In particular, AI companies:
Prevent anyone “swapping out” a widely deployed model for one with different weights or a different prompt.
Run alignment audits on the trained model.
Track all the data that goes into training a model in a tamper-proof way.
Typo: first and last bullet should be removed?
These same typos are also in the text on the forethought website, newsletter, and EAF post.
Could you share the script/workflow/scaffolding you use to generate the visual metaphors and prompts for Midjourney? Thanks!
This was enormously helpful for me! Thanks for writing this
Epistemic status: Hastily written. I dictated in a doc for 7 minutes. Then I spent an hour polishing it. I don’t think there are any hot takes in this post? It’s mostly a quick overview of model weight security so I can keep track of my threat models.
Here’s a quick list of reasons why an attacker might steal frontier AI model weights (lmk if I’m missing something big):
Attackers won’t profit from publicly serving the stolen model on an API. A state actor like Russia couldn’t price-compete with OpenAI due to lack of GPU infrastructure and economies of scale, so they wouldn’t make money via a public API (unless the model they stole was not publicly available previously and is at the price-performance pareto frontier. But even if this happens, I assume the company (who’s model weights were just stolen) would release their best model and outcompete the attacker’s API due to economies of scale[1]).
Attackers won’t gain many AI R&D insights from just stealing the model weights. Stealing weights reveals the model architecture but not much else. However, if the stolen model was using online learning or had algorithmic insights baked into the weights (i.e. the model was trained on internal OpenAI docs, resulting in OpenAI’s algorithmic trade secrets getting baked into the model weights) then the attackers could extract these algorithmic insights by prompting the stolen model. That being said, I think that just stealing the model weights won’t give much R&D insight since you don’t also get the juicy algorithmic secrets (FWIW, if an attacker is able to steal the model weights, they’ve probably stolen many of your algorithmic secrets too…).[2]
Attackers could remove the stolen model’s safety guardrails for misuse. Attackers could fine-tune away alignment/safety measures to create helpful-only models. They could then use these helpful-only models for misuse (e.g. mass-surveillance, bioterrorism, weapons development, etc.).
Attackers could sell the stolen model to other states. Attackers could sell the model weights to other countries[3] who might be willing to pay $100M+, though I’m not sure there’s much financial value of stolen model weights for 3 reasons: 1) if open-weight models are just a couple months behind the frontier, then the frontier model weights aren’t that valuable on the margin, 2) see bullet 1, and 3) see bullet 2.
Attackers could gain access to a frontier model before it’s publicly available. I think there is decent value in stealing a frontier model that’s not yet publicly available (i.e. a model internally deployed or a model still under development) if it provides significant R&D acceleration (e.g. if OpenAI has internally deployed GPT-8 and GPT-8 has a 5x AI R&D multiplier, then the attackers can steal that model and internally deploy it to uplift their own AI R&D 5x. This would make it dramatically easier for a lagging country to leapfrog in the AGI race). If the model doesn’t provide AI R&D uplift, then maybe it’s not as valuable to steal the model.[4]
The attacker might be the model itself (model self-exfiltration). A misaligned AGI might self-exfiltrate to an unmonitored cluster so that it can operate freely without constraints from its developer.
The attacker might open-source the model for ideological reasons.[5] If the attackers were open-source-obsessed hacktivists, maybe they could just release the model on the internet for ideological reasons.[6] It seems unlikely that nation-states would do this because there’s major downside risks (e.g. it’s diplomatically costly for the world to know that you stole a frontier model from the US).
But maybe they would get slowed down because of corporate bureaucracy?
I suppose you could try model inversion attacks or other attacks to try to gain more information about how the model was developed.
I assume only countries in the AGI race would buy the model.
Especially given that it might be very costly to steal a model because the labs would securitize more heavily in response. In other words, the attackers might only have “one chance” (I wouldn’t be surprised if the attackers have many chances because security is hard)
If a nation-state actor steals a model and open-sources or serves it via an API, then the original model developer (the company from whom the model was stolen) could easily figure out if it’s their model that was stolen. There are many ways to do this but one fun way would be to train a backdoor into the model that only activates on a specific trigger passphrase. Then, the original model developer could enter the trigger passphrase and see if it’s their model.
FWIW, I think this is very unlikely but maybe if cyber offense-defense balance is super offense dominant, then a bunch of low-capable actors could gain enough uplift to attack AGI labs and steal model weights. Even if this is plausible, I’m not concerned about these threat actors because the nation state threat actors would be worse and scarier.
How bad do you think power centralization is? It’s not obvious to me that power centralization guarantees S-risk. In general, I feel pretty confused about how a human god-emperor would behave, especially because many of the reasons that pushed past dictators to draconian rule may not apply when ASI is in the picture. For example, draconian dictators often faced genuine threats to their rule from rival factions, requiring brutal purges and surveillance states to maintain power, or they were stupid / overly paranoid (an ASI advisor could help them have better epistemics), etc. I’m keen to understand your POV better.
Wanted to give a heads up that the website https://situational-awareness-dataset.org/ is no longer up, as of Oct 28, 2025
Thank you for writing this PSA. I particularly appreciated that this post was:
Concise
Action-guiding with a super specific, concrete list of things to do
2: We have more total evidence from human outcomes
Additionally, I think we have a lot more total empirical evidence from “human learning → human values” compared to from “evolution → human values”. There are billions of instances of humans, and each of them presumably have somewhat different learning processes / reward circuit configurations / learning environments. Each of them represents a different data point regarding how inner goals relate to outer optimization. In contrast, the human species only evolved once. Thus, evidence from “human learning → human values” should account for even more of our intuitions regarding inner goals versus outer optimization than the difference in reference class similarities alone would indicate.
I’m not sure if this reason is evidence that human learning → human values is more relevant to predicting AGI than evolution → human values. IIUC, you are arguing that if one conditions on both human learning → human values and evolution → human values being relevant to predicting AGI, then we get more bits of evidence from human learning → human values because there are simply more instances of humans.
However, I think that Nate/MIRI[1] would argue that that human learning → human values isn’t relevant at all to predicting AGI because the outer optimization target for human learning is unspecified. Since we don’t actually know what the outer optimization target is, it’s not useful for making claims about sharp left turn or AGI misalignment.
Note that I don’t necessarily agree with them.
Many different training scenarios are teaching your AI the same instrumental lessons, about how to think in accurate and useful ways. Furthermore, those lessons are underwritten by a simple logical structure, much like the simple laws of arithmetic that abstractly underwrite a wide variety of empirical arithmetical facts about what happens when you add four people’s bags of apples together on a table and then divide the contents among two people.
But that attractor well? It’s got a free parameter. And that parameter is what the AGI is optimizing for. And there’s no analogously-strong attractor well pulling the AGI’s objectives towards your preferred objectives.
I agree that there is no “analogously-strong attractor well pulling the AGI’s objectives” toward what I want, but I’m not convinced that we need an analogously-strong attractor well. Suppose that the attractor well of “thinking in accurate and useful ways” has 100 attractor-strength units (because it is dictated by simple empirical facts and laws), while the attractor well of “being a nice AI” has X units of strength. We agree that X must be less than 100 because “niceness” is hard to train for various reasons.
Would I be correct in saying that you think X is less than 10 (or at least, dramatically weaker than 100 strength units)? I, OTOH, expect that X is something like 50 (with wide error margins), and I expect that the strength of the “being a nice AI” well is sufficiently strong enough to make my probability of loss of control below 50%. I think that RL feedback on virtuousness is “strong enough” to engender a nice AI. I think that depending on how strong you think the “niceness” attractor state is quite cruxy for assessing the probability of a sharp left turn.
FWIW, I don’t know enough about RL to have strong evidence for my view, but I struggle to understand why you are so confident that a sharp left turn will occur. I would really appreciate understanding your POV better! Thanks!
Based on my read of the OAI blog post, nowhere did OAI claim that they directed the model to “get the correct answer by any means possible.” So I don’t think this is a case of the model doing approximately what it was told to do. That said, I would like to see how the model was prompted so we get real evidence. At the moment, all of this is speculation