Glad to see both the OP as well as the parent comment.
I wanted to clarify something I disagreed with in the parent comment as well as in a sibling comment from Sam Marks about the Anthropic paper “Discovering Language Model Behaviors with Model-Written Evaluations” (paper, post):
Another reason for not liking RLHF that’s somewhat related to the Anthropic paper you linked: because most contexts RLHF is used involve agentic simulacra, RLHF focuses the model’s computation on agency in some sense. My guess is that this explains to an extent the results in that paper—RLHF’d models are better at focusing on simulating agency, agency is correlated with self-preservation desires, and so on.
1) My best guess about why Anthropic’s model expressed self-preservation desires is the same as yours: the model was trying to imitate some relatively coherent persona, this persona was agentic, and so it was more likely to express self-preservation desires.
Both of these points seem to suggest that the main takeaway from the Anthropic paper was to uncover concerning behaviours in RLHF language models. That’s true, but I think it’s just as important that the paper also found pretty much the same concerning behaviours in plain pre-trained LLMs that did not undergo RLHF training, once those models were scaled up to a large enough size.
My take on the scaled-up models exhibiting the same behaviours feels more banal—larger models are better at simulating agentic processes and their connection to self-preservation desires etc, so the effect is more pronounced. Same cause, different routes getting there with RLHF and scale.
This, broadly-speaking, is also my best guess, but I’d rather phrase it as: larger LMs are better at making the personas they imitate “realistic” (in the sense of being more similar to the personas you encounter when reading webtext). So doing RLHF on a larger LM results in getting an imitation of a more realistic useful persona. And for the helpful chatbot persona that Anthropic’s language model was imitating, one correlate of being more realistic was preferring not to be shut down.
(This doesn’t obviously explain the results on sycophancy. I think for that I need to propose a different mechanism, which is that larger LMs were better able to infer their interlocutor’s preferences, so that sycophancy only became possible at larger scales. I realize that to the extent this story differs from other stories people tell to explain Anthropic’s findings, that means this story gets a complexity penalty.)
Glad to see both the OP as well as the parent comment.
I wanted to clarify something I disagreed with in the parent comment as well as in a sibling comment from Sam Marks about the Anthropic paper “Discovering Language Model Behaviors with Model-Written Evaluations” (paper, post):
Both of these points seem to suggest that the main takeaway from the Anthropic paper was to uncover concerning behaviours in RLHF language models. That’s true, but I think it’s just as important that the paper also found pretty much the same concerning behaviours in plain pre-trained LLMs that did not undergo RLHF training, once those models were scaled up to a large enough size.
Thanks!
My take on the scaled-up models exhibiting the same behaviours feels more banal—larger models are better at simulating agentic processes and their connection to self-preservation desires etc, so the effect is more pronounced. Same cause, different routes getting there with RLHF and scale.
This, broadly-speaking, is also my best guess, but I’d rather phrase it as: larger LMs are better at making the personas they imitate “realistic” (in the sense of being more similar to the personas you encounter when reading webtext). So doing RLHF on a larger LM results in getting an imitation of a more realistic useful persona. And for the helpful chatbot persona that Anthropic’s language model was imitating, one correlate of being more realistic was preferring not to be shut down.
(This doesn’t obviously explain the results on sycophancy. I think for that I need to propose a different mechanism, which is that larger LMs were better able to infer their interlocutor’s preferences, so that sycophancy only became possible at larger scales. I realize that to the extent this story differs from other stories people tell to explain Anthropic’s findings, that means this story gets a complexity penalty.)